English: account churningPortuguese translation: movimentação excessiva para gerar comissões 
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| GLOSSARY ENTRY (DERIVED FROM QUESTION BELOW) | | English term or phrase: | account churning | | Portuguese translation: | movimentação excessiva para gerar comissões | | Entered by: | airmailrpl |
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English to Portuguese translations [PRO]
Bus/Financial - Finance (general) / operational risk | | English term or phrase: account churning | | consta numa lista de exemplos de categorias de riscos operacionais... |
| | | movimentação excessiva para gerar comissões | Explanation:
Account Churning
Trader InvestigationsAccount churning (inappropriate or excessive trading used to generate commission income for the broker) is a violation of Rule 10b-5 as a scheme or artifice used to defraud securities customers. Account churning can also be a violation of applicable state securities law. Supervisors and firms of registered representatives who have been found guilty of account churning have been held liable for failure to supervise, forced to relinquish profits and commissions, and made to pay damages to customers.
http://www.bdsolutions.com/con_comp_trader.cfm
In the stockbroking business there is a term called "churning an account." Churning an account is when a broker keeps buying and selling stock continually, just so he can collect the commission. The client may make money too, but the broker is more interested in his own profit. He may say he's looking out for you, keeping his eye on every possibility and doing all this trading for your benefit, but, in fact, he is churning your account primarily for his own profit.
http://www.jancox.com/453n.html
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Note added at 26 mins (2004-06-13 18:11:26 GMT)
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movimentação excessiva de contas para gerar comissões indevidas
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| Selected response from:
 airmailrpl
Brazil
| Note from asker to answererPelo contexto, esta me parece a melhor resposta. Obrigada a todos!
4 KudoZ points were awarded for this answer |
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5 mins confidence:   |
5 mins confidence: |
12 mins confidence: peer agreement (net): +3 |
| movimentação excessiva para gerar comissões
Explanation:
Account Churning
Trader InvestigationsAccount churning (inappropriate or excessive trading used to generate commission income for the broker) is a violation of Rule 10b-5 as a scheme or artifice used to defraud securities customers. Account churning can also be a violation of applicable state securities law. Supervisors and firms of registered representatives who have been found guilty of account churning have been held liable for failure to supervise, forced to relinquish profits and commissions, and made to pay damages to customers.
http://www.bdsolutions.com/con_comp_trader.cfm
In the stockbroking business there is a term called "churning an account." Churning an account is when a broker keeps buying and selling stock continually, just so he can collect the commission. The client may make money too, but the broker is more interested in his own profit. He may say he's looking out for you, keeping his eye on every possibility and doing all this trading for your benefit, but, in fact, he is churning your account primarily for his own profit.
http://www.jancox.com/453n.html
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Note added at 26 mins (2004-06-13 18:11:26 GMT)
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movimentação excessiva de contas para gerar comissões indevidas
| airmailrpl
Brazil
Native speaker of:  English, Portuguese
PRO pts in category: 105
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| Note from asker to answerer| Pelo contexto, esta me parece a melhor resposta. Obrigada a todos! |
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The translation workplace 
