delinquent filers

Russian translation: регистранты, нарушившие сроки подачи отчетности

08:08 Sep 8, 2020
English to Russian translations [PRO]
Law/Patents - Law (general)
English term or phrase: delinquent filers
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive
proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K.
Николай
Russian Federation
Local time: 07:22
Russian translation:регистранты, нарушившие сроки подачи отчетности
Explanation:
filer— он же registrant — лицо, подающее заявление о регистрации

§ 229.405 (Item 405) Compliance with Section 16(a) of the Exchange Act.
(a) Reporting obligation. Every registrant having a class of equity securities registered pursuant to Section 12 of the Exchange Act (15 U.S.C. 78l) and every closed-end investment company registered under the Investment Company Act of 1940 (15 U.S.C. 80a-1 et seq.) must:

(1) Under the caption “Delinquent Section 16(a) Reports,” identify each person who, at any time during the fiscal year, was a director, officer, beneficial owner of more than ten percent of any class of equity securities of the registrant registered pursuant to Section 12 of the Exchange Act, or any other person subject to Section 16 of the Exchange Act with respect to the registrant because of the requirements of Section 30 of the Investment Company Act (“reporting person”) that failed to file on a timely basis reports required by Section 16(a) of the Exchange Act during the most recent fiscal year or prior fiscal years. https://www.law.cornell.edu/cfr/text/17/229.405
Selected response from:

Mikhail Zavidin
Ukraine
Local time: 06:22
Grading comment
4 KudoZ points were awarded for this answer



Summary of answers provided
3 +1регистранты, нарушившие сроки подачи отчетности
Mikhail Zavidin


  

Answers


1 hr   confidence: Answerer confidence 3/5Answerer confidence 3/5 peer agreement (net): +1
регистранты, нарушившие сроки подачи отчетности


Explanation:
filer— он же registrant — лицо, подающее заявление о регистрации

§ 229.405 (Item 405) Compliance with Section 16(a) of the Exchange Act.
(a) Reporting obligation. Every registrant having a class of equity securities registered pursuant to Section 12 of the Exchange Act (15 U.S.C. 78l) and every closed-end investment company registered under the Investment Company Act of 1940 (15 U.S.C. 80a-1 et seq.) must:

(1) Under the caption “Delinquent Section 16(a) Reports,” identify each person who, at any time during the fiscal year, was a director, officer, beneficial owner of more than ten percent of any class of equity securities of the registrant registered pursuant to Section 12 of the Exchange Act, or any other person subject to Section 16 of the Exchange Act with respect to the registrant because of the requirements of Section 30 of the Investment Company Act (“reporting person”) that failed to file on a timely basis reports required by Section 16(a) of the Exchange Act during the most recent fiscal year or prior fiscal years. https://www.law.cornell.edu/cfr/text/17/229.405

Mikhail Zavidin
Ukraine
Local time: 06:22
Works in field
Native speaker of: Native in RussianRussian
PRO pts in category: 487

Peer comments on this answer (and responses from the answerer)
agree  Erzsébet Czopyk
13 hrs
  -> Спасибо!
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