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executing self-clearing broker

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16:42 Dec 4, 2010
English to Polish translations [PRO]
Bus/Financial - Finance (general) / exchange, investments
English term or phrase: executing self-clearing broker
"Instructions to Executing Self-Clearing Broker or Clearing Agent of Executing Broker"
The undersigned requests that Clearing Broker as executing broker or as clearing agent for an executing broker send confirmations to the undersigned in care of the undersigned's prime broker.
Tifana
Local time: 22:33
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Summary of reference entries provided
geopiet

  

Reference comments


11 hrs
Reference

Reference information:
The undersigned hereby requests Penson, as executing broker or as clearing agent for an executing broker, to send confirmations to the undersigned in care of the undersigned’s prime broker. This instrument shall not be deemed to be either incorporated in or made a part of the Agreement.



APPENDIX:
INSTRUCTIONS TO EXECUTING SELF-CLEARING BROKER OR CLEARING AGENT OF EXECUTING BROKER REGARDING THE MAILING OF CONFIRMATIONS
http://www.goldenbeneficialsec.com/pdf/DVP New Account Form.... - page 12

geopiet
Native speaker of: Native in PolishPolish
PRO pts in category: 199
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