The Aesthetics of saudade
Copyright © ProZ.com, 1999-2015. All rights reserved.
1 - Introduction
Along the centuries, and today still, the word saudade became one of the most recurrent expressions concerning Portugal, and of an enormous value to its literature and cultural history. Since the Portuguese King Dom Duarte, the first to theorize about saudade, until the Saudosismo , when the saudade reached the peak of its importance, a great value was given to the subject, which caused more and more an increase of the meanings attributed to it.
The fact that the first attempt of defining saudade was made precisely by a king must certainly have influenced so many other Portuguese to gain interest about the theme, not so much because of his somewhat clumsy definition (“Ssuydade precisely is the feeling that the heart fails because it is apart from the presence of someone or some persons whom it loves very much by affection” – Dom Duarte, 1973, p. 16) , but primarily because he promotes the creation of a nationalist feeling concerning the expression, by saying that there wasn’t any equivalent word to “ssuydade” in Latin and other languages.
In the beginning of the XX century the Portuguese Renaissance emerged, a cultural movement with a nationalist character aiming to stimulate a regeneration of the Portuguese culture. The movement, whose most important mentor was Teixeira de Pascoaes, appropriated the expression saudade as a symbol of its ideal that the Portuguese Culture has an universal dimension and, only disclosing the Portuguese language, it would be possible to understand what it means to be Portuguese.
The treatment of saudade as a symbol of the Portuguese culture culminates in the aesthetic movement emerged during the Second War, the Saudosismo, which declared the incrustation of philosophy in the history, language and culture, and the expression was also a symbol of this thought, to the point of being declared that "in Saudade existed the secret of their race". (1976)
This identification of saudade with the Lusitanian spirit is divided between the serious development of the theme by the Saudosismo and the exaggerated treatment related to a vain Portuguese nationalism. The claiming of the untranslatability of saudade is also divided between these two sides. On the nationalist side the claiming makes no sense, because there are equivalents to the general meaning of the word in other languages; what is really untranslatable is the meaning of it specifically when approached by the Saudosismo, which have indeed elaborated an intense philosophy of saudade. That is what shall be demonstrated from now on.
2 - Saudade: feeling caused by missing someone or something
According to what Ludwig Wittgenstein explains in his Philosophical Investigations, it isn’t possible to express truth through discourse, because language can only deal significantly with a small parcel of reality. But this doesn’t means that the inexpressible is inexistent: With the simple question “how a clarinet sounds?”(Wittgenstein, 1986, p. 36), Wittgenstein shows to be perfectly possible knowing what something is, but being unable to express it.
Since it is possible to know something inexpressible, it seems unnecessary to try to establish a relation of perfect synonymity between the term saudade and other terms from other languages, but considering saudade in its common daily used meaning, the fact is that their equivalents have practically the same significance.
By comparing the definitions of some of the equivalents this will be clearer: the Portuguese definition states that saudade is a “Nostalgic remembrance and, at the same time, smooth, from distant or extinct people or things, accompanied by the desire either of seeing or possessing them again”; the French definition of “regret” is a “Painful state of conscience caused by the separation from a good”; the Spanish defines “añoranza” as the “act of añorar” and defines “añorar” as “recollect with pity the absence, privation or loss of a beloved person or thing”; the German defines “Sehnsucht” as “the yearn for someone or something” and the definition of “Sehnen” is “To desire with a strong, painful feeling that someone, who isn’t present, would be so; to have something that is missing”; finally, the English definition of the noun longing is “yearning; missing someone or something”. Apart of controversies or translators difficulties, this last English definition is an accurate one for the general meaning of saudade, the same meaning that Portuguese speakers like to say there are no equivalents for in other languages.
3 - The Aesthetics of Saudade
There are, therefore, equivalent words to saudade in other languages; what differs between them is, according to Carolina Michaelis, “the importance and the frequency of saudade in the Portuguese language (…), this je ne sais quoi of mystery that adheres to it”(Michaelis, 1986, p. 145) According to Moreira de Sá, “some people have tried to justify (this jene sais quois), whether by saying it is an ethnic substrate, or by historical reasons which allowed to emphasize and improve this feeling in the Portuguese people’s soul.” (1992. P. 88) In reality, this je ne sais quoi is also divided between the nationalist feeling and the philosophical meanings elaborated by the Saudosismo.
From the first one derives only the futile claiming of the inexistence of the word in other languages, which was already analyzed and dismantled above. Following, ultimately, the most important meanings attached to saudade will be analyzed. These main secondary significances of saudade are: melancholy, androgyny, childhood and recollection of God.
E Marânus, olhando a clara névoa,
Sonho doce do mar, ali pousado,
Meditava: aonde vai o sonho humano,
Quando de nós se afasta, já sonhado?
E ficamos mais tristes e sozinhos,
A cada sonho que findou, no mundo.
E, a cada etérea nuvem que se forma,
Torna-se mais salgado o mar profundo.
And Marânus, looking at the bright mist,
Sweet dream of the sea, standing there,
Meditated: whiter goes the human dream,
When smoothed away from us, already dreamed?
And we become sadder and more alone,
Every dream that finishes, in the world.
And, every ethereal cloud that is shaped,
It becomes saltier the deep sea.
(Pascoaes, 1920, p.219)
The melancholy, described by Leopardi as "the most sublime of human feelings" (Leopardi. Apud Ginzburg, 1995, p. 106-107), is caused by the acknowledgement of the earthen world as something transitional and limited. This world-view underlines the individual self-criticism, allowing him to think and feel in a different manner, granting him a contemplative capacity required for philosophy and literature.
Melancholy is usually created by the absence of something, may it be a person, a place, one’s health, etc. Marânus, the character symbol of the Saudosismo, from the book Marânus, by Teixeira de Pascoaes, lives indeed in a melancholic condition, and in his case, it happens due to the saudade he feels of Eleonor.
Ítalo Calvino proposes in Six Memos for the Next Millenium a theory that in a diffuse manner literature results from the melancholy (Calvino, 1990, ps. 32 e 64-5). Thus, Leonardo Coimbra is not wrong when he identifies saudade as being the “Portuguese form of creation” (Coimbra, Apud. Costa e Gomes, 1976, p. 64). In this and in many other cases, the Saudade could really be considered the Portuguese form of creating melancholy, which in its turn is the basic form of creation.
“Gostava de sofrer a etérea mágoa,
Que nos prende ao passado.”
“He liked to suffer the ethereal grievance,
That attach us to the past.” (Pascoaes, 1920, p. 193)
In the chapter Inversion of Time, from Introdução à Saudade, it is said that “the saudade is always the saudade of ourselves in the childhood times. (1976, p.65)"
This identification of saudade with the remembrance of childhood, as a matter of fact, seems to be related with the theory exposed in On Naïve and Sentimental Poetry, by Friedrich von Schiller. Schiller writes that “There are moments in our life, when we dedicate a kind of love and touching respect to nature in its plants, minerals, animals, landscapes, just as to human nature in its children, (…)not because it is pleasing to our senses, not even because it satisfies our understanding or taste (…)but rather merely because it is nature.”
This interest for nature only takes place when the object of admiration is naive, "… i.e., that nature stand in contrast with art and shame her.” Thus, “the naive is a childlikeness, where it is no longer expected”. So, saudade incorporates this feeling of idealization of childhood, combining the desire of being naïve and the remembrance of ourselves in a time that we were pure, in other words, pure nature.
Um homem só se encontra no que perde,
Porque ele abrange o espaço e a eternidade”
A man only finds himself in what he looses,
Because he embraces the space and the eternity” (Pascoaes, 1920, p. 193)
Freud comments in the beginning of Civilization and Its Discontents – the uneasiness of civilization the letter that Romain Rolland had sent to him in which he described the “source of the religious energy” as “a feeling which he would like to call a sensation of ‘eternity’, a feeling as of something limitless, unbounded - as it were, ‘oceanic’.” (Freud, 1989, p. 4464). This is something very similar to what Gomes and Costa try to demonstrate in the chapter Fall & Hope, of their Introdução à Saudade. They say that the “Universe” is the “recollection of the brief presence of God”, who "exists decayed in the material forms of the Universe, raises and revivifies in the spiritual forms of the conscience.” (1976, p. 36)
Freud elucidates the “sensation of ‘eternity’”, which refers to the times when we would have been part of the whole, proposed by Rolland, saying that the perception of “the adult’s ego-feeling cannot have been the same from the beginning. (...)An infant at the breast does not as yet distinguish his ego from the external world as the source of the sensations flowing in upon him. He gradually learns to do so, in response to various promptings. (…) originally the ego includes everything, later it separates off an external world from itself.” (Freud, 1989, p. 4467)
Freud may be right saying that this is simply the primary feeling of ego. Saudade, however, understands this ego which remains in some of us as a limitless feeling and as a bond to the universe. We don’t know where do we came from before we were born, neither where are we going to when we die, but saudade give us the idea of how would another world appear to us.
Meu criador e amante, vem comigo!
Saberás o que nunca imaginaste.
Em mim, encontrarás o que, debalde,
Neste mundo terreno, procuraste.
My creator and lover, come with me!
You will learn what you’ve never imagined.
In me you will find what, in vain,
In this earthen world, you looked for.
(Pascoaes, 1920, p. 170)
Por que foi que partiste? Que delírio
Te fez abandonar este meu corpo amado?
“Why did you leave? Which delirium
Caused you to abandon my beloved body? (Pascoaes, 1920, p. 215)
According to the theory proposed by Aristophanes in The Symposium, written by Plato, there would have been in remote times a third sex, formed at the same time by the feminine and masculine sexes. Because the people pertaining to this sex, the androgynous, resembled the Gods too much, Zeus decided to cut them in half. There would be, since then, the necessity of restoring our primitive body, and this would be the reciprocal affection of two people for what once has been the same body.
Freud writes that “ego appears to us as something autonomous and unitary, marked off distinctly from everything else.” (Freud, 1989, p. 4466). There would be only one state in which it doesn’t appear in this manner: “At the height of being in love the boundary between ego and object threatens to melt away. Against all the evidence of his senses, a man who is in love declares that ‘I’ and ‘you’ are one, and is prepared to behave as if it were a fact.” (Freud, 1989, p. 4466)
António Cândido Franco explains that this boundary between ego and object doesn’t disappear due to love. By simply loving someone, it only becomes clearer how we are alone with ourselves. “The impossibility of the physical presence of the beloved person creates an estate of a painful tension, in which the meditation caused by the absence becomes the meditation about the own ego. The name of such an estate is no longer love, but saudade. Perhaps saudade is another name of love, the one which allows the desired unicity of people when they fall in love. Passion is the temperature of desire, while saudade is the concretization of love through absence.” (1992, p.35) This is perhaps the deepest meaning of saudade, and everybody feels it sometimes, if not always, in life.
4 - Everything is Translatable
What is really important here is not to overvalue what is nothing more than a translation difficulty, that is, not to overvalue the word in detriment of the significance. The best thing to do before setting a general translation rule is to remember Faust’s words while translating the bible:
Geschrieben steht: »Im Anfang war das Wort!«
Hier stock ich schon! Wer hilft mir weiter fort?
Ich kann das Wort so hoch unmöglich schätzen,
Ich muß es anders übersetzen,
Wenn ich vom Geiste recht erleuchtet bin.
Geschrieben steht: Im Anfang war der Sinn.
Bedenke wohl die erste Zeile,
Daß deine Feder sich nicht übereile!
Ist es der Sinn, der alles wirkt und schafft?
Es sollte stehn: Im Anfang war die Kraft!
Doch, auch indem ich dieses niederschreibe,
Schon warnt mich was, daß ich dabei nicht bleibe.
Mir hilft der Geist! Auf einmal seh ich Rat Und schreibe getrost: Im Anfang war die Tat!
It is written: "In the beginning was the Word!"
Here I’m already stuck! Who’ll help me going further?
I cannot possibly prize the Word so high,
I must translate it otherwise
If I am correctly enlightened by the spirit.
It is written: “In the beginning was the Meaning”.
Consider well the first line,
So your pen will not be precipitated!
Is the meaning, what produces and creates everything?
It should be: In the beginning was the Force!
Yet, even while I write this down
Something warns me already, that I won’t stick with it.
The spirit helps me! Finally I find advice
And confident I write: In the beginning was the Action.
The chief concerning while translating shouldn’t be fidelity merely to the word. The word is produced based on a Meaning, a Force, an Action or whatever, no doubt, comes first. Naturally these concepts may seem too blurred, but it’s perfectly possible to understand their relevance. Thus, it is necessary to mainly concern about what significance was given to a word based on, according to Faust’s four attempts, what was there in the beginning. One must consider a word’s meaning and background, then find the equivalent word based not simply on it, but on its significance. There may exist indeed words without equivalents in other languages; what is always translatable is the significance of the words, which can always be explained and incorporated. The difficulty is usually to understand the proper significance of each word, and not so much in finding equivalents.
In the specific case of saudade, this matter about existing or not equivalents to the word only deviates the attention from the feeling’s significance, which should be the central point.
Saudade is, therefore, one of the deepest human feelings, and the greatness of its power is exactly that it transcends itself, creating other feelings, which, by their turn, stimulate men. And that’s certainly one of the difficulties of translating or even grasping the philosophical significance of saudade: saudade becomes greater and deeper while illuminating other feelings, but it also becomes more difficult to understand it. If this is not enough, we can quote Marânus for a last time:
Eu não sou a alegria, mas apenas
A trágica matéria que a produz.
Na grande escuridão, sou facho a arder
E não avisto minha própria luz!
I am not happiness, but only
The tragic substance that produces it.
In the great darkness, I am a burning flambeau
And I don’t see my own light.
(Pascoaes, 1920, p.216)
Pascoaes, Teixeira de. Marânus. In Obras Completas III volume. Livrarias Depositárias Aillaud & Bertrand, Lisboa 1920.
Botelho, Afonso. “Saudosismo como movimento. Da Saudade ao Saudosismo. Lisboa, Instituro de Cultura e Língua Portuguesa, 1990.
Pereira da Costa, Dalila; Gomes, Pinharanda. Introdução à Saudade. Porto Lello, 1976.
Platão. O Banquete, in Diálogos. Editora Cultrix , São Paulo.
Freud, Sigmund. Civilization and its Discontents. The Standard Edition. James Strachey (Trans. and Ed.); 1989.
Ginzburg, Jaime.Olhos turvos, mente errante- elementos melancólicos em Lira dos vinte anos, de Álvares de Azevedo.Rio Grande do Sul: UFRG, 1997.
Schiller, Friedrich. On Naïve and Sentimental Poetry. http://www.schillerinstitute.org/transl/Schiller_essays/naive_sentimental-1.html, Translated by William F. Wertz, Jr.
Goethe, Johann Wolfgang von. Faust eine Tragödie. São Paulo, Ed. 34, 2004. (English version adapted from the translation by George Madison Priest - http://www.levity.com/alchemy/faust04.html)
Duarte, Dom. Leal conselheiro. Atlântida: Coimbra, 1973.
Wittgenstein, Ludwig. Philosophical investigations. BASIL BLACKWELL: Oxford, 1986.
Michaelis, Carolina. Filosofia da Saudade. Imprensa Nacional – Casa da Moeda, Lisboa, 1986.
Calvino Ítalo. Seis propostas para o próximo milênio. SãoPaulo: Cia.dasLetras,1990.
Cândido Franco, António. Eleonor na Serra de Pascoaes. Edições Átrio, Lisboa, 1992.