I have AML experience in small and medium-sized
enterprises (SME) Financial Crime with over 4 years of experience in
leading change in complex environments, working with the full spectrum
of clients including corporate financial institutions, hedge funds
within high, medium and low risk client groups. Good knowledge of
Regulatory Compliance, Reputation Risk and Due Diligence/Know Your
Customer (KYC), Sanctions and Counter-Terrorism Financing/All functions
involving stakeholder management, requirements gathering and workshops.
Good written and verbal communication skills.

Concepts covered:
☠ AML risk
☠ Understanding the risk profile
☠ Risk assessment
☠ Risk evaluation
☠ Risk categorization
☠ Risk based approach
☠ De-risking

✔ FCA/ AML Regulatory obligations, FATCA, KYC, CDD, EDD & AML and its applicable systems
✔ Investment Banking / Capital Markets exposure, structured finance and regulatory onboarding requirements
✔
Excellent working knowledge of loans, Funds, investments, bonds as well
as complex products such derivatives, Acquired Leverage Finance and
Investment Grade, Physical Commodities, DCM & ECM & M&A
activities (Debt Capital Markets. & Equity Capital Markets &
Mergers and Acquisitions activities)
✔ Research tools - OneSource, Word-Check, Lexis-Nexis, Screening Online, Bankscope, Dow Jones, etc..
✔ Proven ability to interpret and analyse large volumes of data and information
✔
Quality Control, Transaction Monotoring, Customer/Enhanced Due
Diligence, Reputation Risk, Financial Crime Compliance, Sanctions &
PEP Investigation
✔ Effective at time management and keeping to tight deadlines
✔ Excellent ability to communicate at all levels with confidence (written & verbal)
✔ Compliance with procedures

LANGUAGES :
* Fluent in French, English, Spanish & Portuguese (Mother Tongue)
* Very good Knowledge in MS Office: (Word, Excel, Powerpoint, PDF Reader); KPI's & Cash report's.
* Software's: MultiFunds, SAP, e-Front, SalesForce, ERP Baan, AS-400, Magento, Isabel 6, ..

Ability
to use information and communication technologies to find, evaluate,
create, and communicate information, requiring both cognitive and
technical skills.