18:54 Jan 13, 2004 |
Spanish to English translations [Non-PRO] Bus/Financial | ||||
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| Selected response from: Marian Greenfield Local time: 06:11 | |||
Grading comment
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Summary of answers provided | ||||
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5 +3 | intermediaries registered to trade on the futures and options markets |
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5 | Broker |
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intermediaries registered to trade on the futures and options markets Explanation: there must be one more market, since you have mercados twice.... Proposed and Final Rules ... Rule benefits financial intermediaries trading in certain securities in that those financial intermediaries are not required to be registered to trade in those ... www.osc.gov.on.ca/en/Regulation/Rulemaking/ Rules/32-502_npa.html - 16k - Cached - Similar pages Proposed and Final Rules ... in that those persons are not required to be registered to trade in those ... 32-502 Registration Exemption for Certain Trades by Financial Intermediaries so that ... www.osc.gov.on.ca/en/Regulation/Rulemaking/ Rules/32-503_npa.html - 19k - Cached - Similar pages [ More results from www.osc.gov.on.ca ] Canada Business Corporations Act: Shareholder Communications (PRB ... ... in the CBCA might have to be broadened in order to capture all intermediaries. ... as "a securities broker or dealer required to be registered to trade or deal in ... www.parl.gc.ca/information/library/ PRBpubs/prb9933-e.htm - 24k - Cached - Similar pages [PDF] CBCASC File Format: PDF/Adobe Acrobat ... as “a securities broker or dealer required to be registered to trade or deal in ... The Committee felt that intermediaries should be permitted to withhold from ... www.parl.gc.ca/information/library/ PRBpubs/prb9933-e.pdf - Similar pages FIVE YEAR REVIEW COMMITTEE FINAL REPORT REVIEWING THE SECURITIES ... ... 9.3, Does the Requirement to Be Registered to "Trade" in a Security Properly Capture the Range of Activities in Which Intermediaries Engage? 9.4, ... www.gov.on.ca/FIN/english/publications/ 2003/5yrsecuritiesreview1.htm - 57k - Cached - Similar pages Wise Persons' Committee ... interest and investor protection by establishing criteria for sale intermediaries who hold ... Complex Investing - person who is registered to trade in securities ... www.wise-averties.ca/submitted_en.asp?file=sub_adv - 27k - Cached - Similar pages American Metal Market: End of story? Not completely.(United ... ... over Sumitomo since it is not registered to trade in the United Kingdom and conducted its copper trading on the London Metal Exchange through intermediaries. ... www.findarticles.com/cf_dls/m3MKT/n90_v106/ 20903365/p1/article.jhtml - 11k - Cached - Similar pages [PDF] Websites Liabilities File Format: PDF/Adobe Acrobat - View as HTML ... comply with the registration requirements, either: • be registered to trade in the ... Issuers and intermediaries are responsible for the accuracy of statements ... www.laverydebilly.com/pdf/bulletins/020202a.pdf - Similar pages [PDF] May 18, 2000 LFTCOTJFFMR File Format: PDF/Adobe Acrobat - View as HTML ... have difficulty determining if the financial services intermediaries on whom they ... proficiency standards for individuals who are registered to trade or advise ... www.ontarioinsurance.com/FSCO_UW_Mainengine.nsf/0/a47174208... $FILE/jfchrpt-en.pdf - Similar pages [PDF] Joint Forum of Financial Market Regulators Forum conjoint des ... File Format: PDF/Adobe Acrobat - View as HTML ... uniform proficiency standards for individuals who are registered to trade or advise ... or standard of practice, for all financial services intermediaries in Canada ... www.ontarioinsurance.com/FSCO_UW_Mainengine.nsf/0/6d572828a... $FILE/jffall00-en.pdf - Similar pages 20 years in the business - most of it managing translation service for an investment bank |
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